Croxley Green
£35,000 - £40,000

Compliance Manager

Croxley Green, Herts. £35,000 - £40,000

Key Accountabilities

Joining established FX Company, B2B and B2C trading. The primary responsibility of this role

 is as part of the compliance team, to help ensure compliance across the business with the company’s 

AML policies and procedures, ensuring that exposure to financial crime, money laundering and 

terrorist financing is minimised and mitigated. In conjunction with internal training, must stay current

 with regulatory, legal & financial crime developments both in the UK and across the global economy.

 Responsibilities include

  • Assisting the  Director responsible for AML, with implementation  of  financial crime policy 
  • Liaising with the trading team regarding client information
  • Ensuring the company’s AML Risk Policy is implemented 
  • Asessment responsibility for signing off low and medium risk clients & payments 
  • Onboarding and monitoring of new and existing affiliate partners
  • Assist the Nominated Officer with quarterly testing and monitoring of systems 
  • Responsibility for the electronic ID & Verification systems and liaising with third party suppliers 
  • Supporting one team member

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Interested in the role?

Please get in touch using the enquiry form below or contact us via phone or email for more information.

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