Croxley Green
£30,000 - £40,000
Compliance Manager
Croxley Green, Herts. £30,000 - £40,000
Key Accountabilities
Joining established FX Company, B2B and B2C trading. The primary responsibility of this role is, as part of the compliance team, to help ensure compliance across the business with the company’s AML policies and procedures, ensuring that exposure to financial crime, money laundering and terrorist financing is minimised and mitigated. In conjunction with internal training, must stay current with regulatory, legal & financial crime developments both in the UK and across the global economy.
Responsibilities include
- Assisting the Nominated Officer, and Director responsible for AML, with implementation of overall company financial crime policy & procedures.
- Liaising with the trading team regarding client information, ID and ‘Source of Funds’ documentation
- Ensuring the company’s AML Risk Policy is implemented across all areas of the business.
- Day-to-day assessment responsibility for signing off low and medium risk clients & payments including liaising with the sales team.
- Onboarding and monitoring of new and existing affiliate partners and their referral activity & commission payments.
- Assist the Nominated Officer with quarterly testing and monitoring of systems and procedures for Board reports.
- Responsibility for the electronic ID & Verification systems and liaising with third party suppliers as necessary.
- Supporting one team member